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regulated firm

См. также в других словарях:

  • firm offer — n: a binding written offer to buy or sell that cannot be revoked for a stipulated period of time or for a reasonable time that in no event exceeds three months Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. firm offer …   Law dictionary

  • investment firm — For the purposes of the FSA Handbook, any legal person the regular occupation or business of which is the provision of core investment services (that is, services listed in Schedule 2 to the Regulated Activities Order) for third parties on a… …   Law dictionary

  • FSMA overview — Introduction Implementation of the Financial Services and Markets Act 2000 (FSMA) completed the vesting of supervisory responsibilities in the regulator, the Financial Services Authority (FSA), and rationalised and substantially replaced the… …   Law dictionary

  • Profit (economics) — In economics, the term profit has two related but distinct meanings. Normal profit represents the total opportunity costs (both explicit and implicit) of a venture to an entrepreneur or investor, whilst economic profit (also abnormal, pure,… …   Wikipedia

  • Revenue-cap regulation — regulation is a system for setting the prices charged by regulated monopolies. It is contrasted with rate of return regulation, in which utilities are permitted a set rate of return on capital, and with price cap regulation where total revenue is …   Wikipedia

  • Financial Ombudsman — A free, independent service for settling individual disputes between consumers and financial firms. The Financial Ombudsman aims to compensate customers who suffer financial loss as a consequence of the inability of a regulated firm to meet its… …   Law dictionary

  • Ombudsman for Banking Services and Investments — (OBSI) is a Canadian organization whose responsibility is to handle the financial disputes of consumers and small businesses that could not be resolved by the customers and the financial firms on their own. The OBSI provides the service on an… …   Wikipedia

  • Title 21 CFR Part 11 — of the Code of Federal Regulations deals with the FDA guidelines on electronic records and electronic signatures in the United States. Part 11, as it is commonly called, defines the criteria under which electronic records and electronic… …   Wikipedia

  • legal monopoly — A government regulated firm that is legally entitled to be the only company offering a particular service in a particular area. Bloomberg Financial Dictionary * * * legal monopoly legal monopoly ➔ monopoly * * * legal monopoly UK US noun COMMERCE …   Financial and business terms

  • Economic Affairs — ▪ 2006 Introduction In 2005 rising U.S. deficits, tight monetary policies, and higher oil prices triggered by hurricane damage in the Gulf of Mexico were moderating influences on the world economy and on U.S. stock markets, but some other… …   Universalium

  • Langbar International — is a limited company that was listed on the Alternative Investment Market of the London Stock Exchange as Crown Corporation Limited in 2003 and is subject of the biggest share fraud on the Exchange to date. It is presently being investigated by… …   Wikipedia

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